SFC Licences of REN Huaijin 任懷瑾

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 5 17 September 2019
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 03 September 2019
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 4 03 September 2019
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 03 September 2019
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 13 October 2017 16 August 2019
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 13 October 2017 16 August 2019
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 13 October 2017 16 August 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 1 10 April 2013 22 September 2017
BOCI Securities Limited 中銀國際證券有限公司 RE 2 10 April 2013 22 September 2017