SFC Licences of REN Huaijin 任懷瑾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 5 | 17 September 2019 | |
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 03 September 2019 | |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 4 | 03 September 2019 | |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 03 September 2019 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 13 October 2017 | 16 August 2019 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 13 October 2017 | 16 August 2019 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 13 October 2017 | 16 August 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 10 April 2013 | 22 September 2017 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 10 April 2013 | 22 September 2017 |