SFC Licences of XU Xiaoling 徐晓凌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 09 July 2021 23 September 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 09 July 2021 23 September 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 16 April 2013 14 August 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 16 April 2013 14 August 2017
Haitong International Capital Limited 海通國際資本有限公司 RE 6 16 April 2013 31 July 2015