SFC Licences of YE Qian 叶芊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 RE 9 19 December 2022
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 RE 4 19 December 2022
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 RE 1 19 December 2022
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RO 4 30 October 2019 06 September 2022
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RO 1 30 October 2019 06 September 2022
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 9 30 October 2019 06 September 2022
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 4 30 October 2019 06 September 2022
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 1 30 October 2019 06 September 2022
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RO 9 20 June 2017 06 September 2022
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 4 22 July 2015 30 October 2019
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 1 22 July 2015 30 October 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 22 July 2015 30 October 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 22 July 2015 30 October 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 09 May 2013 30 October 2019
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 9 11 April 2013 20 June 2017