SFC Licences of WENG Tao 翁韜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Qube Research & Technologies Hong Kong Limited | RE | 9 | 08 May 2023 | |
ExodusPoint Capital Management Hong Kong, Limited | RE | 9 | 04 January 2021 | 21 January 2023 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 11 March 2015 | 10 August 2018 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 18 April 2013 | 08 January 2015 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 18 April 2013 | 08 January 2015 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 18 April 2013 | 08 January 2015 |