SFC Licences of NG Tsz Wing 吳梓榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RE | 9 | 18 November 2020 | ||
Segantii Capital Management Limited | RE | 9 | 13 October 2014 | 08 November 2019 |
Conning Asia Pacific Limited 康利亞太有限公司 | RE | 4 | 19 April 2013 | 10 October 2014 |