SFC Licences of TSE Ming Pong 謝明邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 | RE | 9 | 26 June 2018 | |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 | RE | 4 | 26 June 2018 | |
| Grandly Financial Services Limited 冠力金融服務有限公司 | RE | 2 | 31 May 2017 | |
| Grandly Financial Services Limited 冠力金融服務有限公司 | RE | 1 | 31 May 2017 | |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 24 March 2017 | 07 April 2017 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 24 March 2017 | 07 April 2017 |
| Golden Mountain Financial Limited 金山金融有限公司 | RE | 2 | 02 March 2017 | 03 March 2017 |
| Golden Mountain Financial Limited 金山金融有限公司 | RE | 1 | 02 March 2017 | 03 March 2017 |
| Matrix Securities Limited 矩陣證券有限公司 | RE | 1 | 14 June 2016 | 11 January 2017 |
| Gong Ping Futures Limited 公平期貨有限公司 | RE | 2 | 20 May 2013 | 23 April 2016 |
| Gong Ping Securities Limited 公平證券有限公司 | RE | 1 | 20 May 2013 | 23 April 2016 |