SFC Licences of GUANG Ao 光驁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMBC International Capital Limited 民銀資本有限公司 | RE | 6 | 14 March 2024 | |
| CMBC International Capital Limited 民銀資本有限公司 | RE | 1 | 14 March 2024 | |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 | RE | 9 | 24 June 2021 | 29 November 2023 |
| CMBC Securities Company Limited 民銀證券有限公司 | RO | 1 | 15 June 2020 | |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 30 March 2020 | 15 June 2020 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RO | 1 | 05 December 2017 | 12 March 2020 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 17 February 2017 | 05 December 2017 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 4 | 20 June 2013 | 20 July 2015 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 18 April 2013 | 06 February 2017 |