SFC Licences of ZHOU Xiaole 周晓樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 | RO | 6 | 27 November 2018 | |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 23 February 2016 | 27 November 2018 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 23 February 2016 | |
| UBS Securities Hong Kong Limited | RE | 6 | 18 April 2013 | 18 October 2013 |