SFC Licences of ZHOU Xiaole 周晓樂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Capital Limited 招銀國際融資有限公司 RO 6 27 November 2018
CMB International Capital Limited 招銀國際融資有限公司 RE 1 23 February 2016
CMB International Capital Limited 招銀國際融資有限公司 RE 6 23 February 2016 27 November 2018
UBS Securities Hong Kong Limited RE 6 18 April 2013 18 October 2013