SFC Licences of SHAH Niraj Samip

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 04 April 2019 11 April 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 04 April 2019 11 April 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 16 April 2018 19 April 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 16 April 2018 19 April 2018
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 4 29 April 2013 28 July 2013