SFC Licences of LI Ying Kin 李應健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lego Asset Management Limited 力高資產管理有限公司 | RE | 9 | 20 July 2021 | |
| Lego Asset Management Limited 力高資產管理有限公司 | RE | 4 | 20 July 2021 | |
| Lego Securities Limited 力高證券有限公司 | RO | 1 | 29 November 2019 | |
| Lego Securities Limited 力高證券有限公司 | RE | 1 | 20 April 2018 | 29 November 2019 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 25 January 2018 | 09 April 2018 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 25 January 2018 | 09 April 2018 |
| AAA Securities Co. Limited | RE | 1 | 23 November 2016 | 14 February 2017 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 26 April 2013 | 11 November 2016 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 26 April 2013 | 11 November 2016 |