SFC Licences of CHEN Yang 陳陽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 30 June 2016 | 25 September 2020 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 30 April 2013 | 05 February 2016 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 30 April 2013 | 05 February 2016 |