SFC Licences of NG Ho Wah 伍浩樺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 RE 9 01 October 2019 15 September 2022
Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 RE 4 01 October 2019 15 September 2022
Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 RE 1 01 October 2019 15 September 2022
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 RE 9 20 March 2017 30 September 2019
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 RE 4 20 March 2017 30 September 2019
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 RE 1 20 March 2017 30 September 2019
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RE 9 04 June 2015 12 August 2016
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RE 4 04 June 2015 12 August 2016
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RE 1 04 June 2015 12 August 2016
CSOP Asset Management Limited 南方東英資產管理有限公司 RE 4 02 May 2013 17 April 2015
CSOP Asset Management Limited 南方東英資產管理有限公司 RE 9 02 May 2013 17 April 2015