SFC Licences of LI Kai 李凱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 28 June 2021 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 28 June 2021 | |
UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 24 July 2018 |
UBS Securities Hong Kong Limited | RE | 6 | 13 August 2014 | 18 December 2016 |
UBS Securities Hong Kong Limited | RE | 6 | 29 April 2013 | 08 November 2013 |