SFC Licences of WONG Yeung 黃楊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 13 January 2017 | 19 June 2017 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 13 January 2017 | 19 June 2017 |
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 27 June 2016 | 09 September 2016 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 27 June 2016 | 09 September 2016 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 29 July 2013 | 29 January 2016 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 29 July 2013 | 29 January 2016 |
CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 2 | 27 May 2013 | 02 July 2013 |
CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 27 May 2013 | 02 July 2013 |