SFC Licences of APPLEBY Richard Ian
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 02 May 2017 | 11 September 2017 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 09 May 2013 | 01 November 2016 |