SFC Licences of XIAO Yaojun 肖姚俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 | RE | 9 | 10 April 2017 | 16 March 2018 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 | RE | 4 | 10 April 2017 | 16 March 2018 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 | RE | 1 | 10 April 2017 | 16 March 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 05 March 2015 | 23 February 2017 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 30 April 2013 | 23 February 2017 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 30 April 2013 | 23 February 2017 |