SFC Licences of SHUM Ka Yi 岑嘉兒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Heavenly Wealth Management Limited 天道理財有限公司 | RE | 9 | 01 August 2017 | 30 June 2021 |
| Heavenly Wealth Management Limited 天道理財有限公司 | RE | 4 | 01 August 2017 | 30 June 2021 |
| Heavenly Wealth Management Limited 天道理財有限公司 | RE | 1 | 01 August 2017 | 30 June 2021 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 9 | 08 September 2014 | 30 June 2017 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 4 | 08 September 2014 | 30 June 2017 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 1 | 08 September 2014 | 30 June 2017 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 4 | 08 May 2013 | 22 August 2014 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 1 | 08 May 2013 | 22 August 2014 |