SFC Licences of MORIMOTO Akira
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 03 April 2024 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 09 May 2013 | 17 October 2013 |