SFC Licences of MA Li 馬力
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 4 | 16 November 2022 | 17 May 2023 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 16 November 2022 | 17 May 2023 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 18 August 2016 | 30 September 2020 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 18 August 2016 | 30 September 2020 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 10 May 2013 | 15 October 2014 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 10 May 2013 | 15 October 2014 |