SFC Licences of LEE Tracy Sou Fin

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Pamfleet Asset Management (HK) Limited 鵬里資產管理（香港）有限公司	RE	4	22 December 2022
Pamfleet Asset Management (HK) Limited 鵬里資產管理（香港）有限公司	RE	1	22 December 2022
Schroder Investment Management (Hong Kong) Limited	RE	9	23 October 2018	30 November 2022
Schroder Investment Management (Hong Kong) Limited	RE	4	23 October 2018	30 November 2022
Schroder Investment Management (Hong Kong) Limited	RE	1	23 October 2018	30 November 2022
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司	RE	9	08 July 2015	08 September 2018
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司	RE	4	08 July 2015	08 September 2018
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司	RE	1	08 July 2015	08 September 2018
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司	RE	4	26 June 2014	29 May 2015
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司	RE	1	26 June 2014	29 May 2015
PSI Capital Asia Limited	RE	4	20 May 2013	26 May 2014
PSI Capital Asia Limited	RE	1	20 May 2013	26 May 2014