SFC Licences of SHEK Ki Fung 石奇峯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 21 May 2018 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 21 May 2018 | |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 27 October 2016 | 04 May 2018 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 27 October 2016 | 04 May 2018 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 15 May 2013 | 19 October 2016 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 15 May 2013 | 19 October 2016 |