SFC Licences of POON Yiu Ming David 潘燿明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 10 November 2014 | |
| Merrill Lynch Far East Limited | RE | 1 | 10 November 2014 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 November 2014 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 May 2013 | 20 March 2014 |
| Merrill Lynch Far East Limited | RE | 1 | 15 May 2013 | 20 March 2014 |
| Merrill Lynch Far East Limited | RE | 2 | 15 May 2013 | 20 March 2014 |