SFC Licences of SHI Qian 史茜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 6 | 09 January 2019 | 29 January 2021 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 26 September 2016 | 29 January 2021 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 26 September 2016 | 09 January 2019 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 17 September 2013 | 17 June 2016 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 16 May 2013 | 17 June 2016 |