SFC licenceholder BBH613 OSADE Yohei

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [1] (Dealing in Securities), [9] (Asset Management) 05 July 2013
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 05 July 2013 05 May 2016
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [4] (Advising on Securities) 28 May 2013 03 June 2013