SFC Licences of YANG Jian 楊劍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 9 | 17 April 2024 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 5 | 17 April 2024 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 4 | 17 April 2024 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 17 April 2024 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 17 April 2024 | |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 10 November 2022 | 22 March 2024 |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 | RE | 9 | 10 November 2022 | 22 March 2024 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 10 November 2022 | 22 March 2024 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 | RE | 9 | 27 February 2019 | 03 October 2022 |
| Hong Kong International Futures Limited 香港國際期貨有限公司 | RE | 2 | 26 August 2013 | 30 September 2022 |
| Winner International Securities Limited 贏家國際證券有限公司 | RE | 1 | 20 June 2013 | 30 September 2022 |