SFC Licences of SO Man Kin, Calvin 蘇文堅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Capital Limited 國泰君安融資有限公司 RO 6 20 September 2021
Guotai Junan Capital Limited 國泰君安融資有限公司 RE 6 13 July 2021 20 September 2021
Advent Corporate Finance Limited 宏智融資有限公司 RO 6 22 June 2020 07 May 2021
Advent Corporate Finance Limited 宏智融資有限公司 RE 6 20 November 2018 22 June 2020
Guotai Junan Capital Limited 國泰君安融資有限公司 RE 6 23 May 2013 10 November 2018