SFC Licences of SO Man Kin, Calvin 蘇文堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Capital Limited 國泰君安融資有限公司 | RO | 6 | 20 September 2021 | |
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 13 July 2021 | 20 September 2021 |
Advent Corporate Finance Limited 宏智融資有限公司 | RO | 6 | 22 June 2020 | 07 May 2021 |
Advent Corporate Finance Limited 宏智融資有限公司 | RE | 6 | 20 November 2018 | 22 June 2020 |
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 23 May 2013 | 10 November 2018 |