SFC Licences of WONG Kwok Wing 黃國榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	06 March 2019	17 March 2019
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	13 November 2018	31 January 2019
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	04 April 2018	30 September 2018
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	04 April 2018	30 September 2018
PC Securities Limited 寶鉅證券有限公司	RE	1	01 December 2017	12 March 2018
Iridium Capital Limited 泓達資產管理有限公司	RE	9	10 November 2016	27 January 2017
Iridium Capital Limited 泓達資產管理有限公司	RE	4	10 November 2016	27 January 2017
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RE	3	23 February 2016	05 November 2016
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	4	13 November 2015	05 November 2016
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	1	13 November 2015	05 November 2016
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	2	13 November 2015	05 November 2016
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	5	18 March 2015	24 October 2015
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	4	18 March 2015	24 October 2015
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	2	18 March 2015	24 October 2015
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	1	18 March 2015	24 October 2015
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	4	21 October 2013	07 March 2015
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	22 May 2013	07 March 2015
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	22 May 2013	07 March 2015