SFC Licences of QIN Xuan 秦炫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RO | 6 | 25 February 2022 | |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RO | 1 | 25 February 2022 | |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 4 | 30 December 2021 | |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 21 October 2021 | 25 February 2022 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 21 October 2021 | 25 February 2022 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RO | 6 | 21 February 2019 | 04 October 2021 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RO | 1 | 21 February 2019 | 04 October 2021 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 10 January 2014 | 21 February 2019 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 06 June 2013 | 21 February 2019 |