SFC Licences of KO Kwok Kuen 柯國權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Leading Securities Company Limited 立鼎證券有限公司 | RE | 1 | 22 January 2018 | 17 October 2023 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 05 August 2013 | 11 September 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 07 June 2013 | 11 September 2017 |