SFC Licences of LI Haihu 李海虎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 12 September 2019 | 01 January 2022 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 12 September 2019 | 01 January 2022 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 6 | 05 March 2018 | 25 August 2019 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 4 | 05 March 2018 | 25 August 2019 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 1 | 05 March 2018 | 25 August 2019 |
| S&P Global Ratings Hong Kong Limited | RE | 10 | 15 August 2017 | 01 February 2018 |
| S&P Global Ratings Hong Kong Limited | RE | 10 | 06 June 2013 | 21 March 2016 |