SFC Licences of CHAN Pak Hei 陳柏熹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 28 March 2019 | |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 28 March 2019 | |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 01 March 2019 | |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 01 March 2019 | |
| Zhongrong International Securities Company Limited 中融國際証券有限公司 | RE | 1 | 25 October 2017 | 03 February 2019 |
| Zhongrong International Futures Co., Limited 中融國際期貨有限公司 | RE | 2 | 25 October 2017 | 03 February 2019 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 5 | 28 April 2014 | 18 August 2017 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 30 May 2013 | 18 August 2017 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 30 May 2013 | 18 August 2017 |