SFC Licences of CHEN Yanling 陳艷玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 03 July 2015 | 30 June 2022 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 6 | 11 September 2014 | 14 June 2015 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 1 | 11 September 2014 | 14 June 2015 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 19 September 2013 | 11 September 2014 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 29 May 2013 | 11 September 2014 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 29 May 2013 | 11 September 2014 |