SFC Licences of TAO Ye 陶冶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Octo Rivers Asset Management (HK) Limited 瀚川資產管理(香港)有限公司 | RO | 9 | 05 December 2018 | |
| Oxbow Capital Management (HK) Limited | RE | 9 | 15 July 2015 | 24 March 2018 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 25 April 2014 | 10 May 2015 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 03 June 2013 | 10 May 2015 |