SFC Licences of LIU Bo 劉博
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 21 July 2014 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 21 July 2014 | |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 07 June 2013 | 04 July 2014 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 07 June 2013 | 04 July 2014 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 07 June 2013 | 04 July 2014 |