SFC Licences of LIU Bo 劉博

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 21 July 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 21 July 2014
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 1 07 June 2013 04 July 2014
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 6 07 June 2013 04 July 2014
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 07 June 2013 04 July 2014