SFC Licences of LAI Ka Wing 黎家榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 11 September 2014 | 26 March 2024 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 11 September 2014 | 26 March 2024 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 3 | 20 December 2013 | 16 August 2014 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 07 August 2013 | 16 August 2014 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 07 June 2013 | 16 August 2014 |