SFC Licences of CHU Ka Siu 朱嘉兆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RO	6	15 June 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RO	4	15 June 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RO	1	15 June 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	6	30 April 2021	15 June 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	4	30 April 2021	15 June 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	30 April 2021	15 June 2021
Silk Road International Capital Limited 絲路國際資本有限公司	RO	6	18 May 2020	25 April 2021
Silk Road International Capital Limited 絲路國際資本有限公司	RO	4	18 May 2020	25 April 2021
Silk Road International Capital Limited 絲路國際資本有限公司	RO	1	18 May 2020	25 April 2021
Silk Road International Capital Limited 絲路國際資本有限公司	RE	6	13 February 2020	18 May 2020
Silk Road International Capital Limited 絲路國際資本有限公司	RE	4	13 February 2020	18 May 2020
Silk Road International Capital Limited 絲路國際資本有限公司	RE	1	13 February 2020	18 May 2020
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RE	1	13 July 2016	12 January 2020
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RE	6	20 June 2016	12 January 2020
Haitong International Capital Limited 海通國際資本有限公司	RE	6	03 September 2014	28 May 2016
Quam Capital Limited 華富建業企業融資有限公司	RE	6	26 July 2013	23 July 2014
Platinum Securities Company Limited 百德能證券有限公司	RE	1	11 June 2013	18 July 2013
Platinum Securities Company Limited 百德能證券有限公司	RE	6	11 June 2013	18 July 2013