SFC Licences of SAPUNOVA Alexandrina
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 12 May 2023 | 16 May 2023 |
| UBS Securities Asia Limited | RE | 1 | 12 May 2023 | 16 May 2023 |
| UBS Securities Asia Limited | RE | 2 | 07 January 2019 | 11 January 2019 |
| UBS Securities Asia Limited | RE | 1 | 07 January 2019 | 11 January 2019 |
| UBS Securities Asia Limited | RE | 2 | 15 June 2018 | 23 June 2018 |
| UBS Securities Asia Limited | RE | 1 | 15 June 2018 | 23 June 2018 |
| UBS Securities Asia Limited | RE | 2 | 11 September 2017 | 15 September 2017 |
| UBS Securities Asia Limited | RE | 1 | 11 September 2017 | 15 September 2017 |
| UBS Securities Asia Limited | RE | 2 | 10 June 2013 | 20 May 2016 |
| UBS Securities Asia Limited | RE | 1 | 10 June 2013 | 20 May 2016 |