SFC Licences of ZHU Yan 朱妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 9 | 06 March 2023 | 24 October 2023 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 4 | 06 March 2023 | 24 October 2023 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 1 | 06 March 2023 | |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 9 | 03 April 2017 | 18 January 2023 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 4 | 03 April 2017 | 18 January 2023 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 1 | 27 April 2015 | 18 January 2023 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 27 April 2015 | 18 January 2023 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 27 April 2015 | 18 January 2023 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 13 June 2013 | 31 October 2014 |