SFC Licences of CHENG Kwok Ming 鄭國明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 09 September 2021 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 05 October 2016 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 05 October 2016 | |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 28 October 2014 | 26 September 2016 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 28 October 2014 | 26 September 2016 |
| Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 | RE | 2 | 02 May 2014 | 15 October 2014 |
| Chong Hing Securities Limited 創興證券有限公司 | RE | 1 | 10 June 2013 | 15 October 2014 |