SFC Licences of LIU Yu 劉宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 22 June 2015 | 30 September 2020 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 22 June 2015 | 17 January 2020 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 13 June 2013 | 13 June 2015 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 13 June 2013 | 13 June 2015 |