SFC Licences of MO Weishu 莫唯書

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 6 06 June 2019 29 February 2020
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 06 June 2019 29 February 2020
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 06 June 2019 29 February 2020
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 23 April 2015 12 March 2019
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 23 April 2015 12 March 2019
CLSA Limited 中信里昂證券有限公司 RE 1 23 April 2015 12 March 2019
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 4 11 June 2013 01 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 11 June 2013 01 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 11 June 2013 01 January 2016