SFC Licences of MO Weishu 莫唯書
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 6 | 06 June 2019 | 29 February 2020 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 06 June 2019 | 29 February 2020 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 06 June 2019 | 29 February 2020 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 23 April 2015 | 12 March 2019 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 23 April 2015 | 12 March 2019 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 23 April 2015 | 12 March 2019 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 11 June 2013 | 01 January 2016 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 11 June 2013 | 01 January 2016 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 11 June 2013 | 01 January 2016 |