SFC Licences of LEVY Raphael Jonathan Chalom
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | RE | 2 | 22 December 2020 | 18 March 2021 |
| ICAP Securities Hong Kong Limited | RE | 1 | 22 December 2020 | 18 March 2021 |
| ICAP Securities Hong Kong Limited | RO | 2 | 10 February 2020 | 22 December 2020 |
| ICAP Securities Hong Kong Limited | RO | 1 | 10 February 2020 | 22 December 2020 |
| ICAP Securities Hong Kong Limited | RE | 2 | 02 September 2019 | 10 February 2020 |
| ICAP Securities Hong Kong Limited | RE | 1 | 02 September 2019 | 10 February 2020 |
| Vantage Capital Markets HK Limited | RE | 2 | 19 June 2013 | 30 April 2019 |
| Vantage Capital Markets HK Limited | RE | 1 | 19 June 2013 | 30 April 2019 |