SFC Licences of GAO Lu 皋璐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 15 October 2015 | 11 July 2016 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 15 October 2015 | 11 July 2016 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 15 October 2015 | 11 July 2016 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 17 June 2013 | 17 July 2015 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 17 June 2013 | 17 July 2015 |