SFC Licences of TAI Kwan Tat 戴君達
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Robeco Hong Kong Limited | RE | 4 | 12 May 2022 | |
Robeco Hong Kong Limited | RE | 1 | 12 May 2022 | |
China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 | RE | 9 | 25 May 2021 | 29 April 2022 |
China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 | RE | 4 | 25 May 2021 | 29 April 2022 |
China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 | RE | 1 | 25 May 2021 | 29 April 2022 |
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 9 | 12 December 2017 | 28 August 2020 |
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 12 December 2017 | 28 August 2020 |
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 12 December 2017 | 28 August 2020 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 17 June 2013 | 03 September 2013 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 17 June 2013 | 03 September 2013 |