SFC Licences of CHU Po Yuen 朱譜元
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Marex Hong Kong Limited | RE | 2 | 28 June 2022 | |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 3 | 14 November 2019 | 30 April 2022 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 2 | 23 April 2019 | 30 April 2022 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 1 | 19 March 2019 | 30 April 2022 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 27 July 2018 | 22 February 2019 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 14 August 2015 | 14 January 2018 |
| Gong Ping Futures Limited 公平期貨有限公司 | RE | 2 | 24 June 2013 | 01 May 2014 |
| Gong Ping Securities Limited 公平證券有限公司 | RE | 1 | 24 June 2013 | 01 May 2014 |