SFC Licences of TAM Ying Mary 譚瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| De Riva Asia Limited | RE | 1 | 31 March 2023 | |
| K.K.M. Securities Limited 新同得有限公司 | RE | 1 | 08 April 2020 | 31 March 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 26 June 2013 | 06 August 2013 |