SFC Licences of CHEN Yang 陳陽

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited RE 5 20 July 2017 26 February 2019
Merrill Lynch (Asia Pacific) Limited RE 4 08 July 2013 26 February 2019
Merrill Lynch (Asia Pacific) Limited RE 1 08 July 2013 11 September 2018
Merrill Lynch Far East Limited RE 2 08 July 2013 01 August 2018