SFC Licences of WANG Chen 王晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 11 December 2019 | |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 11 December 2019 | |
| Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 4 | 19 December 2014 | 19 July 2016 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 24 June 2013 | 31 October 2014 |