SFC Licences of TSE Pui Ying 謝佩凝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 9 | 04 December 2020 | |
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 4 | 04 December 2020 | |
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 1 | 04 December 2020 | |
| Imperium International Securities Limited 帝國國際証券有限公司 | RE | 2 | 08 August 2014 | 23 September 2014 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 | RE | 9 | 08 August 2014 | 23 September 2014 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 | RE | 5 | 08 August 2014 | 23 September 2014 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 | RE | 4 | 08 August 2014 | 23 September 2014 |
| Imperium International Securities Limited 帝國國際証券有限公司 | RE | 1 | 15 July 2013 | 23 September 2014 |