SFC Licences of WANG Dong 王棟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司	RO	9	28 September 2023
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司	RO	4	28 September 2023
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司	RO	5	13 November 2019
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司	RO	2	13 November 2019
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RO	4	13 November 2019
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RO	1	13 November 2019
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司	RE	2	30 July 2019	13 November 2019
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	4	30 July 2019	13 November 2019
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	30 July 2019	13 November 2019
BOCOM International Securities Limited 交銀國際證券有限公司	RO	1	15 July 2016	30 May 2019
BOCOM International Securities Limited 交銀國際證券有限公司	RE	4	22 December 2014	30 May 2019
BOCOM International Securities Limited 交銀國際證券有限公司	RE	2	22 December 2014	30 May 2019
BOCOM International Asset Management Limited 交銀國際資產管理有限公司	RE	9	26 September 2014	04 December 2014
BOCOM International Securities Limited 交銀國際證券有限公司	RE	1	09 September 2013	15 July 2016